Commercial Compliance Manager
Commercial Compliance Manager
Hamlyn Williams
United States
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Hamlyn Williams provided pay range
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Base pay range
Additional compensation types
Annual Bonus
A fast-growing super-regional consumer banking client of ours is looking to hire a Vice President of Consumer Compliance to their growing team.
The role is fully remote, unless the candidate is located within the firm's footprint cities (hybrid).
Role / Responsibilities:
- Deep familiarity with federal and state laws, rules and regulations as they relate to commercial lines of business (LOB) within a consumer bank
- Serve as the compliance subject matter expert (SME) and primary advisor to the commercial LOB on all compliance-related matters and inquiries
- Manage compliance risks in regards to new products and processes as it relates to the Commercial LOB
- Provide support and interpret Commercial enterprise and industry-wide regulations, policies and procedures
- Develop compliance policies and procedures for the Commercial LOBs
- Support in Compliance Risk Assessment processes and Risk and Compliance Self Assessments (RCSAs)
- Determine and understand requirements for new and developing laws, rules and regulations for various changes and areas that need to be implemented
- Proactively anticipate areas of regulatory focus, assess these potential impacts and communicate these impacts to Commercial LOB leadership
- Remediate issues in a timely matter when identified ex: internal audit issues
- Ensure responses and requests, both internal and external, are submitted accurately and in a timely manner
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Seniority level
Mid-Senior level -
Employment type
Full-time -
Job function
Legal, Finance, and Management -
Industries
Financial Services and Banking
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