Chief Operating Officer

Chief Operating Officer

Location: Philadelphia, PA or Los Angeles, CA

ISC’s team of Financial Services Recruiters has been retained to secure a Chief Operating Officer (COO) for a growing Wealth Management firm. This individual can sit in either the Philadelphia or LA office.

Due to growth and continued expansion, the firm is looking for a COO with a background in Wealth Management to lead firm operations.

As the COO, you will play a pivotal role in shaping the firm's overall strategy and direction, as well as actively contributing to the executive committee's decision-making processes. This role will be instrumental in driving the continued growth of the firm, particularly through strategic acquisitions and operational excellence.

Key Responsibilities:

• Collaborate with the executive team to develop and implement the firm's strategic goals and objectives.
• Lead operational planning and execution to ensure efficiency, quality, service, and cost-effective management of resources.
• Oversee and optimize internal processes and workflows to enhance overall firm performance.
• Lead and develop the Firm’s Client Service and Investment Operations teams.
• Identify opportunities for growth, expansion, and strategic acquisitions in alignment with the firm's objectives.
• Develop and implement policies and procedures to ensure compliance with regulatory requirements.
• Serve as a key liaison between different departments, fostering a culture of collaboration and cross-functional teamwork.
• Provide leadership and guidance to a high-performing team, driving professional development and growth opportunities.
• Provide strategic oversight and guidance for all Client Service Workflows.

Qualifications:

• 10 years plus of leadership experience.
• Proven experience as a Chief Operating Officer or in a similar senior leadership role within the financial services industry, preferably within Wealth Management.
• Strong strategic planning and execution abilities with a track record of driving business growth and operational efficiency.
• Excellent communication and interpersonal skills, with the ability to build relationships and influence stakeholders at all levels.
• In-depth understanding of financial regulations and compliance requirements.
• Demonstrated leadership experience in managing and developing high-performing teams.

If you are a dynamic and results-driven leader with a passion for strategic growth and operational excellence in the Wealth Management sector, we invite you to apply for this exciting opportunity.