17 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations In its decision of 11 July 2024, the Enforcement Committee issued a warning to Inter Gestion REIM and its directors, Gilbert Rodriguez and Jean-François Talon. It also imposed a fine of €300,000 on Inter Gestion REIM, €50,000 on Mr Rodriguez and €15,000 on Mr Talon.… AMF Enforcement Committee fines an asset management company and its directors for breaches of their … given the imprecise and incomplete nature of the asset valuation methodologies and internal valuation … |
17 July 2024 | Report / study | Sector risk assessment on money laundering and terrorist financing The AMF has published a new version of its money laundering and terrorist financing (ML/FT) sectoral risk analysis (SRA), the initial version of which was published in 2019. This document sets out, for the professionals under its supervision, the national risk analysis (NAR) updated and published in 2023 by the Conseil d'Orientation de la Lutte…… the SRA assesses the various ML/FT risks to which the asset management sector, the financial investment adviser sector, … the SRA assesses the various ML/FT risks to which the asset management sector, the financial investment adviser … |
16 July 2024 | News | Notification forms for the cross-border exercise of the activities of passemanagement companies, and the marketing of UCITS and AIFs: the AMF updates its doctrine The Autorité des Marchés Financiers (AMF) makes the new European passport notification forms available to management companies.… the information notified in respect of the activities of management companies under the UCITS and AIFM Directives, … of units or shares of European Union AIFs managed by an asset management company authorised in France AIF ‘incoming’ … units or shares of European Union AIFs managed by an asset management company authorised in France in a European … |
15 July 2024 | Form/Reporting | Management companies and other services providers - management company passports - forms & declarations … Management companies and other services providers - management company passports - forms & declarations … … - management company passports - forms & declarations … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
15 July 2024 | Form/Reporting | Marketing - AIF marketing - forms & declarations … in an European Union member state (including France) by an asset management company … This document is Annex A to AMF … AIFs of the European Union (France included) managed by an asset management company authorised in France … This document … |
15 July 2024 | Form/Reporting | UCITS & Investment funds : UCITS - Forms & declarations … European Union (including French) managed by a portfolio asset management company authorised in France … This document is … UCITS & Investment funds : UCITS - Forms & declarations … Asset management … Investment services … Marketing … |
11 July 2024 | AMF news release | The Autorité des Marchés Financiers (AMF) publishes the findings of three supervisory initiatives on sustainable finance As part of its supervisory priorities for the period 2023-2024, the AMF set itself the objective of stepping up its efforts to promote more sustainable finance, both in terms of financial products and their marketing. Thus, it has analysed how a panel of asset management companies have structured themselves to take account of the risks associated…… The AMF has focused its efforts on: the implementation by asset management companies of the European Regulation on … … Implementation of the SFDR regulation by a panel of asset management companies: … The AMF has noted an increase … |
05 July 2024 | News | AMF launches its "innovation workshops" In line with its Impact 2027 strategic plan, on June 28 the AMF organized its first workshop dedicated to innovation, on the theme of artificial intelligence in financial services. The workshop brought together members of the AMF Board and Comex with experts from a variety of private and public organizations.… work, via the AMF Consultative Commissions, with regard to asset management, market issues or, more broadly, the protection of … |
01 July 2024 | Article | How to get the RCCI professional licence Are you changing your Compliance and Internal Control Officer (RCCI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCCI professional licence? You will find all the information you need to report the change and about the RCCI licence here.… get the RCCI professional licence … Article … Investment management companies … How to get the RCCI professional licence … Asset management … |
27 June 2024 | Acteur liste blanche | Upwealth Digital Asset Management (anciennement Wealth Square SAS) … Upwealth Digital Asset Management (anciennement Wealth Square SAS) … DASP Registered … E2023-062 888 724 630 Upwealth Digital Asset Management (anciennement Wealth Square SAS) > Services … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02