17 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations In its decision of 11 July 2024, the Enforcement Committee issued a warning to Inter Gestion REIM and its directors, Gilbert Rodriguez and Jean-François Talon. It also imposed a fine of €300,000 on Inter Gestion REIM, €50,000 on Mr Rodriguez and €15,000 on Mr Talon. … had failed in its obligation to establish an operational anti-money laundering and countering terrorist financing system and to … |
17 July 2024 | Report / study | Sector risk assessment on money laundering and terrorist financing The AMF has published a new version of its money laundering and terrorist financing (ML/FT) sectoral risk analysis (SRA), the initial version of which was published in 2019. This document sets out, for the professionals under its supervision, the national risk analysis (NAR) updated and published in 2023 by the Conseil d'Orientation de la Lutte… … Sector risk assessment on money laundering and terrorist financing … Download content The AMF … Blanchiment de Capitaux et de Financement du Terrorisme (Anti-Money Laundering and Countering Terrorist Financing … |
26 June 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. … (ACPR), checks that you comply with the regulations on Anti-Money Laundering and Combating the Financing of Terrorism … |
24 June 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breaches of their professional obligations In its decision of 12 June 2024, the Enforcement Committee reprimanded each of the respondents, Activ Finance Conseils and its director at the time of the events, Céline Géhin. It also imposed a fine of €10,000 on Activ Finance Conseils. … had failed to comply with its obligations regarding anti-money laundering and countering terrorist financing. The Committee … |
10 June 2024 | News | Money laundering and terrorist financing: the AMF publishes its sectoral risk analysis The AMF has published a new version of its money laundering and terrorist financing (ML/FT) sectoral risk analysis (SRA), the first version of which was published in 2019. This document adapts, for the professionals under AMF supervision, the national risk analysis (NRA) that was updated and published on 14 February 2023 by the Conseil d… … Money laundering and terrorist financing: the AMF publishes its … and terrorist financing risks … At the heart of all anti-money laundering and countering terrorist financing … Blanchiment de Capitaux et de Financement du Terrorisme (Anti-Money Laundering and Countering Terrorist Financing … |
14 March 2024 | News | Combatting money laundering and terrorist financing: AMF applies two sets of European Banking Authority guidelines The AMF has updated its Position 2019-14 on risk factors and published a new Position 2024-02 on the provision of access to financial services to take account of two sets of EBA guidelines. … Combatting money laundering and terrorist financing: AMF applies two sets of … financial institutions should consider when assessing the money laundering and terrorist financing risk associated with … European Banking Authority guidelines … Asset management … Anti-money Laundering … |
12 March 2024 | Policy | Position DOC-2019-14 The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset… … Guidelines on risk factors … Investment services providers Anti-money Laundering Policy … Textes de référence … Articles L. … |
12 March 2024 | Policy | Position DOC-2024-02 The AMF applies the Guidelines of the European Banking Authority on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services (EBA/GL/2023/04). In particular, these guidelines aim to limit risk-mitigating practices that exclude certain types of client. … … Investment management companies Asset management Anti-money Laundering Policy The AMF applies the Guidelines of the … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … that Paris will also have the honour of hosting the future Anti-Money Laundering Authority (AMLA). In 2023, we defined our "Impact … |
16 January 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations In its decision of 9 January 2024, the Committee imposed a temporary ban of 2 years on each of the respondents, SPI and its director at the time of the events, Mr Vincent Rhodes, from exercising the activity of financial investment advisor. It also imposed a fine of €20,000 on SPI and €10,000 on Mr Rhodes. … SPI had failed to comply with its obligations regarding anti-money laundering and combating the financing of terrorism. The … |