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Just 2 months left until the end of the first regulatory returns period 🚨 As we edge closer to 1 July, marking the end of the first regulatory returns period with returns due by 30 September, the question on every adviser's mind should be - "Are we prepared?" For those with robust reporting systems like TAP, this milestone is straightforward. Yet, for advisers feeling unprepared, the clock is ticking. Engaging with us as soon as possible will help you navigate your first regulatory returns with confidence and allow you to continue to provide exceptional service to your clients. Speak to us to ensure your business is on the right path: https://lnkd.in/gM4rX7h
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Q1 2024 Regulatory Roundup 📰 As the financial landscape continues to evolve, staying informed about regulatory developments is crucial for financial services firms. In Q1 2024, significant updates were announced and our experts have summarised these, providing valuable insights on what firms should be prepared for. Read more ➡ http://maza.rs/6049Y8p8t #RegulatoryCompliance #FinancialServices
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Struggling to keep up with the ever-changing regulatory landscape? We have your back! With regulators on a roll, COMPLYConnect is your compass, guiding you through the twists and turns of an ever-changing regulatory landscape so you can #COMPLYwithconfidence. Learn more: https://lnkd.in/dFbXmC4J
Why should your financial advisory firm attend COMPLYConnect 2023?
complysci.com
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Check out my blog post on Regulatory Reporting Evolution: Trends in Streamlining Regulatory Reporting via Databases! https://wix.to/fL4Nfqs
Regulatory Reporting Evolution: Trends in Streamlining Regulatory Reporting via Databases
datacreds.com
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Our #JGAAdvisor newsletter content is tailored with you in mind. Subscribe to receive the latest #AuditQuality and regulatory updates – and give your feedback on what else you’d like to see! https://ow.ly/M9Rt50SvBYy
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What considerations should financial services firms be mindful of following the recent regulatory updates shared in the final quarter of 2023? Explore our expert insights on six key areas ➡ http://maza.rs/6046iA5PY #RegulatoryCompliance #FinancialServices #Insights
FS regulatory affairs newsletter – Q4 2023 - Mazars - United Kingdom
mazars.co.uk
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Check out this insightful article on regulatory reporting. Accuracy and timeliness are crucial in this field, but overcoming past inaccuracies can be a challenge. Get a closer look at the SMF "hot" seat here: https://okt.to/qckgUE
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Want industry news, regulatory updates, and events straight to your inbox? Subscribe to Source Intelligence's quarterly newsletter to receive our Q1 edition. https://hubs.la/Q02ht0Yb0 #productcompliance #responsiblesourcing #supplychain
Quarterly Newsletter Subscription - Source Intelligence
compliance.sourceintelligence.com
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Q1 2024 Regulatory Roundup 📰 As the financial landscape continues to evolve, staying informed about regulatory developments is crucial for financial services firms. In Q1 2024, significant updates were announced and experts from Mazars in the UK have summarised these, providing valuable insights on what firms should be prepared for. Read more ➡ http://maza.rs/6045YDRTz #RegulatoryCompliance #FinancialServices
FS regulatory affairs newsletter – Q1 2024 - Mazars - United Kingdom
mazars.co.uk
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CEO and Founder 🔹Human Resource Risk Management🔹Workplace, Regulatory, and Sport Investigations🔹Professional Speaker and Trainer 🔹Psychological Safety and Violence Prevention🔹Leadership Training🔹Consulting
Come and join this free webinar that explores the value of conducting credibility assessments in the regulatory investigations world. March 5,2024 10:00 - 11:00 MST Click below for more information.
Because it's never just a 'He said/She said:' Credibility Assessment For Regulatory Complaints
events.teams.microsoft.com
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