About SBG Funding SBG Funding is one of the nation’s leading sources for business funding. We are a forward-thinking niche financing firm with years of experience in the commercial lending arena. We aim to provide fast, flexible, and affordable capital to small businesses nationwide.
Job Description As a Compliance Manager, you will oversee and manage compliance within the organization, ensuring that our operations and business transactions follow all relevant legal and internal guidelines. Your role will include reviewing employee work, developing company policies, and responding to policy violations.
How You’ll Make An Impact
Develop, implement, and manage the company’s compliance program to ensure compliance with legal, regulatory, and internal policy requirements
Conduct regular audits and risk assessments to detect compliance issues, identify potential areas of compliance vulnerability, and develop corrective action plans
Stay abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
Provide guidance and support to management and staff regarding regulatory compliance matters
Develop and deliver training programs to educate employees on necessary compliance requirements
Liaise with regulatory agencies and external advisors as needed on compliance-related issues
Prepare and present clear and concise compliance reports to the senior management
Facilitate internal compliance review and monitoring activities, including periodic reviews of departments
Why We’ll Love You
Bachelor’s degree in Law, Finance, Business Administration, or a related field. A Master’s degree or professional certifications (e.g., Certified Compliance & Ethics Professional (CCEP)) is a plus
Minimum of 5 years of experience in a compliance role within the financial services industry, specifically in commercial lending and brokerage
Thorough knowledge of the financial industry’s standards and regulations
Excellent analytical skills and attention to detail
Strong leadership, interpersonal, and communication skills
Ability to handle multiple tasks and meet tight deadlines in a fast-paced environment
Why You’ll Love Us
By joining SBG Funding, you’ll join a team that is passionate about making a real difference in the world of business finance and contributing to the growth of countless businesses.
We want ambitious, hard-working individuals, And We’re Willing to Pay for It!
We offer competitive salaries, generous benefits, and ample time off for the R&R we all need
Cool office with perks: coffee, beverages, and regularly catered lunches
Company happy hours and events to promote a collaborative, team-oriented work environment
Get to work daily with supportive, smart, and ambitious people
You’ll be getting in on the ground floor! As a rapidly growing start-up at SBG Funding, you’ll have the ability to make a real impact on our business's day-to-day operations and future plans
Seniority level
Associate
Employment type
Full-time
Job function
Legal
Industries
Transportation, Logistics, Supply Chain and Storage
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