An Asset Manager located in Philadelphia looking to bring on board a "Senior Compliance Manager - Client Solutions " to join their team. They are currently in office (3 days a week).
Responsibilities:
Work under the general direction of the Head of Compliance, Client Solutions and will support the client-facing activities for the public markets business
Review sales and marketing materials
Manage compliance associates
Support the compliance program of the firm’s limited purpose broker Delaware Distributors, specifically efforts relating to sales practices.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Accounting/Auditing, General Business, and Finance
Industries
Banking, Financial Services, and Investment Management
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