Marketing Compliance VP/Director
Marketing Compliance VP/Director
Greenwood Martin
New York City Metropolitan Area
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See who Greenwood Martin has hired for this role
Our client, a leading Asset Managment Firm in New York, is seeking to add experienced Marketing Compliance professionals at the Director/VP level to their growing team.
Qualifications
- Bachelor's degree in Finance/Economics from a top institution preferred
- Experience reviewing marketing materials related to mutual funds and alternative investments at mid or large financial institution
- Understanding of compliance issues related to marketing products and advisory services in the U.S. and non-U.S. jurisdictions
- Series 7; 24 a plus
- Excellent interpersonal, verbal, and written communication skills
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Seniority level
Director -
Employment type
Full-time -
Job function
Finance -
Industries
Financial Services
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