Legal & Compliance Analyst
Legal & Compliance Analyst
Atlantic Group
New York, NY
See who Atlantic Group has hired for this role
- Location: New York, NY, New York
- Type: Perm (Contingency)
- Job #37430
- Salary: $100,000
Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer, you will play a vital role in supporting the firm's Legal and Compliance department.
Compensation: $100,000.00 – $125,000.00 + bonus
Location: New York City
Responsibilities as the Legal & Compliance Analyst include:
- Administering Board of Director's meetings and contributing to the firm's management of vendors
- Conducting compliance testing and reviews of marketing materials
- Maintaining legal agreements and other key business documents
- Monitoring Code of Ethics compliance and managing the firm's compliance system
- Coordinating projects and responding to various requests for information
- Storing and summarizing key legal documents
- Supporting the preparation and submission of regulatory filings
- Assisting with fund launches and related fund documents
- Scheduling meetings and managing workflows
- Bachelor's degree from a top university with a demonstration of academic excellence
- 1-3 years of experience in the financial services industry (operations, investment management, or similar)
- Familiarity with applicable regulations and ongoing regulatory filings
- Understanding of organizational/business structures and controls
- Experience with file and vendor management processes
- Strong attention to detail, organizational skills, and ability to prioritize workflow
- Excellent written and verbal communication skills
- High motivation, interest in learning, and ability to critically evaluate data
- Integrity and high moral standards
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Seniority level
Entry level -
Employment type
Full-time -
Job function
Legal -
Industries
Staffing and Recruiting
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