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Lead Compliance Officer
Location: Remote
Duration: 6 months
About this role:
Seeking a Lead Compliance Officer in Consumer Lending Compliance as part of the Credit Card Compliance Team.
In this role, you will:
Provide oversight and monitoring of business group risk-based compliance programs
Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines
Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal, regulatory, and Corporate Policy requirements
Oversee the Front Line's execution and challenge appropriately on compliance-related decisions
Develop, oversee, and provide independent credible challenge to standards with subject matter expertise
Provide direction to the business on developing corrective action plans and effectively managing regulatory change
Report findings and make recommendations to management and appropriate committees
Identify and recommend opportunities for process improvement and risk control development
Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
Monitor the reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management
Oversee the Front Line's execution and challenge appropriately on compliance-related decisions
Make decisions and resolve issues to meet business objectives
Interpret policies, procedures, and compliance requirements
Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals
Work with complex business units, rules, and regulations on moderate to high-risk compliance matters
Interface with Audit, Legal, external agencies, and regulatory bodies on risk-related topics
Required Qualifications:
5+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
Experience in risk management and regulatory compliance
Knowledge and understanding of lending policies, regulations, and compliance
Active Certified Regulatory Compliance Manager (CRCM) designation
Experience interpreting and applying state, federal, and agency legal and regulatory compliance requirements specific to consumer lending, including but not limited to Regulation Z, Regulation B, Fair Credit Reporting Act, CAN SPAM, UDAAP, SCRA, MLA, and Fair Lending
Experience developing, implementing, and monitoring a risk-based compliance program to ensure compliance with federal, state, agency, legal, and regulatory requirements or providing oversight to a compliance function
Knowledge and understanding of consumer credit card compliance and/or industry knowledge related to consumer credit card lending
Familiarity with Cobrand partnerships at financial institutions and/or experience dealing with Financial Technology (FINTECH) partners
Ability to review and monitor issues and corrective actions relating to regulatory compliance
Proven track record of building and maintaining strong working relationships and coordinating with stakeholders to achieve goals
Lead Compliance Officer - Banking
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Legal
Industries
Software Development
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