Employee Compliance Officer - VP
Employee Compliance Officer - VP
Madison-Davis, LLC
Jersey City, NJ
See who Madison-Davis, LLC has hired for this role
Madison-Davis, LLC provided pay range
This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
A global bank located in Jersey City looking to bring on board a “Employee Compliance Officer - VP” to join their team. This role is currently in a hybrid schedule (2 days in office).
Responsibilities:
•Play a lead role with implementing employee compliance policies, in conformance with written procedures.
•Perform daily activities related to the management of these policies.
•Provide thought leadership for program improvements, including ideas for automation.
•Review and update written policies and procedures to comply with internal requirements.
•Prepare program updates for meetings with senior management, governance committees, Regulators, and other key stakeholders.
•Respond to requests from Internal Audit, regulatory requests and other inquiries related to the program.
•Generate metrics/KRI's and other reporting that will be provided to governance forums on behalf of the program.
•Investigate potential employee breaches.
•Timely escalate high-risk requests for a second review, including any evidence of non-compliance with company policies warranting an internal investigation.
•Review Employee Compliance inquiries for potentially reportable events.
•Manage and mentor one or more junior staff.
•Monitor systems for indications of data-feed failures or other system issues.
•Support first line Business Units with respect to the program.
•Embody a culture of compliance in all activities and interactions
-
Seniority level
Mid-Senior level -
Employment type
Full-time -
Job function
Accounting/Auditing, Finance, and Other -
Industries
Financial Services, Staffing and Recruiting, and Banking
Referrals increase your chances of interviewing at Madison-Davis, LLC by 2x
See who you knowGet notified about new Vice President Compliance jobs in Jersey City, NJ.
Sign in to create job alertSimilar jobs
People also viewed
-
COMPLIANCE OFFICER (EMPLOYEE INVESTMENT PROGRAM)
COMPLIANCE OFFICER (EMPLOYEE INVESTMENT PROGRAM)
-
Compliance Officer
Compliance Officer
-
Compliance Officer
Compliance Officer
-
Compliance Officer
Compliance Officer
-
Compliance Officer
Compliance Officer
-
Chief Compliance Officer, Invest
Chief Compliance Officer, Invest
-
Compliance Officer (Hedge Fund)
Compliance Officer (Hedge Fund)
-
Compliance Officer (Hedge Fund)
Compliance Officer (Hedge Fund)
-
Compliance Officer (FINRA 3120)
Compliance Officer (FINRA 3120)
-
Compliance Officer
Compliance Officer
Similar Searches
Explore collaborative articles
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
Explore More