Green Key Resources

Compliance Officer - AVP/VP

Green Key Resources New York, NY
Green Key Resources

Compliance Officer - AVP/VP

Green Key Resources New York, NY
4 weeks ago
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Responsibilities/Job Duties

  • Establish, review, and modify company policies and procedures for compliance with applicable laws and regulations
  • Monitor federal, state, and local legislative guidelines for potential changes to policies and their impact on the company
  • Serve as primary contact with external auditors for regulatory compliance examinations
  • Guide the company in the establishment and enhancement of policies to mitigate compliance and other regulatory risks
  • Prepare and present compliance program reports to the board through analyzed data
  • Conduct periodic evaluations of compliance framework and determine areas for changes or improvements
  • Provide input and advice on new business initiatives and complex transitions
  • Assess risk when business decisions are made while demonstrating appropriate consideration for the company's reputation
  • Develop and conduct new training programs to educate on compliance requirements and procedures

Qualifications

  • Bachelor’s degree in compliance, audit, legal, or other control-related function in financial services required
  • Advanced degree (MBA or JD) a plus
  • Five to ten years of relevant experience in compliance, legal, and/or regulatory work
  • Experience in planning, executing, and reporting on compliance testing reviews
  • Extensive knowledge of auditing principles, including audit planning, risk assessments, development of risk and controls, etc.
  • Understanding of compliance laws, rules, and regulations
  • Effective negotiation and interpersonal skills
  • Strong oral and written communication skills
  • Advanced analytical skills and proficiency in Microsoft Office

  • Seniority level

    Director

  • Employment type

    Part-time

  • Job function

    Legal

  • Industries

    Staffing and Recruiting

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