Compliance Lead Specialist or Analyst

Job Description:

Title: Compliance Lead Specialist or Analyst

Location: Remote

Job Description Summary:

As a Specialist (Compliance) Processor /Analyst in our Retirement Services department (Retirement BPaaS), your focus will be to perform Actual Deferral & Actual Contribution Percentage (ADP & ACP), Coverage Test (410b), Excess Deferral (402g), Compensation (414s), Annual Additions (415), Non – Discrimination (NDT) Tests and Form 5500 Filing for Large & complex Retirement Plans. These tests might be followed-up by high end research-oriented requests at Participant or at Plan level. Excellent coordination required to connect with BU / Client Services groups related to various kind of information from Plan Sponsor. Strong understanding of Fee, Distribution, Contribution, Sources etc. Daily Client interactions maybe a necessity in some areas of work and communication and articulation skills are therefore essential. There may also be a need to work with internal departments on application or hardware issues related to daily functions. You must possess high end knowledge on Retirement domain and Compliance with working experience of preferably in Relius suite of products.

Skills and Knowledge / Experience:

· 6-8 year of rich Industry experience primarily in US Retirement Compliance Domain.

· Hands on experience of research in Relius suite of products.

· Strong understanding of concepts and terminology of financial services industry, especially in Retirement (DC).

· Prior Compliance Testing & Form 5500 filing knowledge, transition experience is essential.

· Hands-on experience in handling Queue management.

· Well versed with MS Office applications (Word, Excel & PowerPoint, Teams, etc.).

· A ‘can-do’ attitude and the ability to work in a team environment and adapt to change is essential Willingness to work in shifts.

Thanks & Regards

Abhishek Pathak

abhishek.pathak@stellarconsulting.com