Direct message the job poster from Mission Staffing
Rachel Silverman
Executive Recruiter at Mission Staffing
Our client, a global investment management firm, located in New York, NY, is seeking a Junior Compliance Analyst to join their prestigious organization. This individual will be responsible for internal employees' personal trading activities. Responsibilities include but are not limited to assisting with the drafting, maintaining, and implementing of all compliance and conflicts of interest policies, specifically around the firm's employee trading activities. This individual will monitor compliance with policies, procedures, and protocols, including those with respect to personal trading. Previous experience working at a financial service firm handling personal/employee trading accounts is ideal.
Seniority level
Associate
Employment type
Full-time
Job function
Legal
Industries
Banking, Financial Services, and Investment Banking
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