Compliance Analyst
Compliance Analyst
Mission Staffing
New York City Metropolitan Area
See who Mission Staffing has hired for this role
Our client, a global investment management firm, located in New York, NY, is seeking a Junior Compliance Analyst to join their prestigious organization. This individual will be responsible for internal employees' personal trading activities. Responsibilities include but are not limited to assisting with the drafting, maintaining, and implementing of all compliance and conflicts of interest policies, specifically around the firm's employee trading activities. This individual will monitor compliance with policies, procedures, and protocols, including those with respect to personal trading. Previous experience working at a financial service firm handling personal/employee trading accounts is ideal.
-
Seniority level
Associate -
Employment type
Full-time -
Job function
Legal -
Industries
Banking, Financial Services, and Investment Banking
Referrals increase your chances of interviewing at Mission Staffing by 2x
See who you knowGet notified about new Compliance Analyst jobs in New York City Metropolitan Area.
Sign in to create job alertSimilar jobs
People also viewed
-
Contract Analyst
Contract Analyst
-
Legal Executive Assistant
Legal Executive Assistant
-
Counsel, Marketing Legal Affairs
Counsel, Marketing Legal Affairs
-
Legal Analyst
Legal Analyst
-
Counsel, Advertising Legal Affairs
Counsel, Advertising Legal Affairs
-
Contract Analyst
Contract Analyst
-
Ethics & Compliance Analyst
Ethics & Compliance Analyst
-
Legal & Compliance Analyst
Legal & Compliance Analyst
-
Regulatory Affairs Analyst
Regulatory Affairs Analyst
-
Conflicts Analyst - Global Law Firm
Conflicts Analyst - Global Law Firm
Looking for a job?
Visit the Career Advice Hub to see tips on interviewing and resume writing.
View Career Advice Hub