Compliance Analyst
Title: Legal and Compliance Analyst
Firm: $40B+ private equity and hedge fund
Location: New York, New York (in the office 3 days a week)
Compensation Range: $100,000 - $140,000 base plus year end bonus
Highlights:
- Opportunity to work for one of the top investment managers with excellent performance and stability
- This new hire will interact with all groups internally and have the chance to own a piece of the core compliance program including testing, regulatory updates and technology
- Excellent quality of life, extremely low turnover, top benefits, and compensation
Description:
- Key role in both the day-to-day administration of the firm’s compliance program and in the continuous effort to improve and adapt the compliance program in a rapidly changing regulatory environment
- Use of the latest RegTech to propose, build and execute on compliance processes to achieve scale
- Monitor and understand regulatory, compliance and legal developments affecting the firm
- Educate and train employees on compliance matters
- Assist in the performance of forensic testing for compliance with the firm’s policies and procedures, incorporating technology and analytics where appropriate
- Assist with regulatory filings in various jurisdictions globally
- Perform due diligence of firm research providers, consultants, and counterparties.
Requirements:
- 2+ years of experience in a compliance role
- Top analytical and communication skills
- An ability to think creatively about RegTech and processes to streamline workflow, enhance
- the employee compliance experience, and ensure maximum accuracy
- Strong communication skills, both written and verbal
-
Seniority level
Associate -
Employment type
Full-time -
Job function
Legal and Other -
Industries
Venture Capital and Private Equity Principals, Financial Services, and Investment Management
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