Chief Compliance Officer- $75 Billion Alternative Asset Manager
Chief Compliance Officer- $75 Billion Alternative Asset Manager
Atlantic Group
Maplewood, NJ
See who Atlantic Group has hired for this role
$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer
*Reporting to the Deputy Chief Compliance Officer
*Supervising a staff of 4-6
*Work Closely Across all Compliance Groups/Teams
*Conduct Reviews Made Under Investment Company Act/Advisers Act and SEC Exemptive Reliefs
*Streamline & Improve Compliance Workflow
*Oversee Tools and Technology to Improve Current Compliance Processes
*Assist in Developing & Implementing the Firm’s Policies and Procedures.
*Assist in Overseeing all Generalist Compliance Matters Including Trading, MNPI, Information Barriers, Wall Crossing, etc.
*Oversee Internal Compliance Training/Education Sessions
*Oversee Regulatory Inquiries or Examinations
Qualifications:
*12-20 Years of Compliance at another Alternative Asset Manager- Strong Private Equity a Must
*Strong Experience with Investment Company 1940 Act/Advisers Act
*Strong Experience with Trading, MNPI, Information Barriers, Wall Crossing
*Credit Experience & Experience with BDC's a Big Plus
*Strong Leadership Skills
Base Salary 350k-400k+ Bonus- 700k-$750k all in. Tremendous Opportunity for Growth at this Growing Alternative Asset Manager. Hybrid Schedule.
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Seniority level
Executive -
Employment type
Full-time -
Job function
Finance and Accounting/Auditing -
Industries
Venture Capital and Private Equity Principals and Financial Services
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See who you knowFeatured Benefits
Inferred from the description for this job
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Medical insurance -
Dental insurance -
Vision insurance -
401(k) -
Child care support -
Pension plan -
Paid maternity leave -
Paid paternity leave -
Commuter benefits -
Student loan assistance -
Tuition assistance -
Disability insurance
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