Atlantic Group

Chief Compliance Officer- $75 Billion Alternative Asset Manager

Atlantic Group Maplewood, NJ
Atlantic Group

Chief Compliance Officer- $75 Billion Alternative Asset Manager

Atlantic Group Maplewood, NJ
1 week ago 85 applicants

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Monika Kovics

Monika Kovics

Partner, The Atlantic Group

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer


*Reporting to the Deputy Chief Compliance Officer


*Supervising a staff of 4-6


*Work Closely Across all Compliance Groups/Teams


*Conduct Reviews Made Under Investment Company Act/Advisers Act and SEC Exemptive Reliefs


*Streamline & Improve Compliance Workflow


*Oversee Tools and Technology to Improve Current Compliance Processes


*Assist in Developing & Implementing the Firm’s Policies and Procedures.


*Assist in Overseeing all Generalist Compliance Matters Including Trading, MNPI, Information Barriers, Wall Crossing, etc.


*Oversee Internal Compliance Training/Education Sessions


*Oversee Regulatory Inquiries or Examinations


Qualifications:

*12-20 Years of Compliance at another Alternative Asset Manager- Strong Private Equity a Must

*Strong Experience with Investment Company 1940 Act/Advisers Act

*Strong Experience with Trading, MNPI, Information Barriers, Wall Crossing

*Credit Experience & Experience with BDC's a Big Plus

*Strong Leadership Skills


Base Salary 350k-400k+ Bonus- 700k-$750k all in. Tremendous Opportunity for Growth at this Growing Alternative Asset Manager. Hybrid Schedule.

  • Seniority level

    Executive

  • Employment type

    Full-time

  • Job function

    Finance and Accounting/Auditing

  • Industries

    Venture Capital and Private Equity Principals and Financial Services

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Featured Benefits

Inferred from the description for this job

  • Medical insurance
  • Dental insurance
  • Vision insurance
  • 401(k)
  • Child care support
  • Pension plan
  • Paid maternity leave
  • Paid paternity leave
  • Commuter benefits
  • Student loan assistance
  • Tuition assistance
  • Disability insurance

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