Allegiant in a Nutshell. To read more, please go to www.allegiant-global.com
Allegiant Global Solutions, LLC
Professional Services
New York, NY 729 followers
Operations - Legal - Compliance
About us
Allegiant’s Financial Services and Asset Management expertise is designed to provide support to firms ranging from start-ups to large institutions. We have the experience necessary for the formation, design, and development of an optimal framework for your new or growing business. We will also provide our expertise to your seasoned business for continued success. • Investment Advisers • Hedge Funds • Private Equity Firms • Family Offices • Mutual Funds • Broker – Dealers • ETFs • CFTC / NFA Members Allegiant Is Not Just Outsourcing • For firms who are in the beginning phases of their business, Allegiant will design and develop your operations, compliance, and legal programs from formation to implementation. • For businesses that are well established, Allegiant will assess, test, support, and serve in an advisory capacity to maintain an optimal infrastructure. • Specific project-based services or discrete initiatives are also available, and support is provided by experienced industry professionals. We are here to be part of your team. We are Allegiant.
- Website
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www.allegiant-global.com
External link for Allegiant Global Solutions, LLC
- Industry
- Professional Services
- Company size
- 2-10 employees
- Headquarters
- New York, NY
- Type
- Partnership
- Founded
- 2023
- Specialties
- Fund Formation, Legal Services, Outsourced Chief Compliance Officer and General Counsel, Outsourced Chief Operations Officer, Risk Assessments and Compliance Testing, Regulatory Filings, Board Directorships (US and International), Cybersecurity Assessment, Disaster Recovery and Business Continuity, Implementation of Systems, Proxy Management, and ESG Advisory
Locations
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Primary
Get directions
New York, NY, US
Employees at Allegiant Global Solutions, LLC
Updates
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A Washington Tale: Now Yous CAN Leave FTC Announces Rule Banning Noncompetes
FTC Announces Rule Banning Noncompetes
ftc.gov
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SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures:
SEC Charges Advisory Firm Senvest Management with Recordkeeping and Other Failures
sec.gov
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The Cayman Islands��� removal from the EU’s list of jurisdictions with deficiencies in their AML/CFT (anti-money laundering and countering the financing of terrorism) regimes will become effective on 7 February.
Cayman Islands Removed from the EU’s AML List
https://www.mfs.ky
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2024 Resolution to seek new opportunities? Please view Allegiant's open positions. https://lnkd.in/eCGBqzjr
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Christmas Comes Early at the SEC; check out the link below to see what the 2024 exams will be focusing on Make sure you are prepared, contact Allegiant Global Solutions, LLC for all of your compliance needs!
SEC Exam Priorities 2024
sec.gov
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PLAYING THE NAME GAME: SEC Approves Changes to the Fund Names Rule
SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names
sec.gov
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SEC Finalizes Changes to Private Fund Rules: #allegiantglobalsolutions #hedgefunds #privatefunds #privateequity #sec #alternativeinvestments #fundcompliance
SEC Enhances the Regulation of Private Fund Advisers
sec.gov
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Since 2021, the SEC has levied over $1.5 billion in penalties relating to the use of off-channel communications, including text messages and instant messaging apps by financial firms’ employees to conduct business, and, in turn, the firms’ failure to preserve those messages. Proactively taking steps to stay compliant is essential. Allegiant Global Solutions, LLC has extensive experience helping clients with these issues. Let us help your firm stay on track!
SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures
sec.gov