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824 pages, Paperback
First published January 1, 1971
اصل نخست: هر کس حقی برابر در برخورداری از گسترده ترین نظام آزادی های برابر دارد، نظامی که سازگار است با نظام آزادی ای از همین دست برای دیگران.
اصل دوم: نابرابری های اجتماعی و اقتصادی را باید به گونه ای سامان داد که هم (الف) بیشترین سود مورد انتظار را برای محروم ترین اعضای جامعه در پی داشته باشند و هم (ب) برای مناصب و موقعیت هایی که تحت شرایط برابری منصفانه فرصت ها باب شان برای همه گشوده است، در نظر گرفته شوند.
If pressed for the most simplistic one-sentence answer to how I viewed my understanding of this work I would not hesitate to exclaim, “The most conclusive qualitative argument for ‘justice as fairness’”. Notwithstanding, this simplistic exclamation needs to be supported in a way that encourages others, who are inclined, to relish the challenge of critical discourse on the imperative questions of political philosophy raised by John Rawls.
As part of my remarks, I would like to make some preliminary comments about choosing to give this review a title and italicizing the word “actually”. As I read the other reviews, I noticed two main issues concerning A Theory of Justice. First, there a many people who tend to turn their review into an argument against Rawls' and his principles. The interesting aspect of these various arguments is that they have all been covered before by either Rawls, if one cares to actually read A Theory of Justice in its entirety, or by other political philosophers in response to Rawls.
Although I will not attempt to make a complete list of all the arguments, nor will I attempt to name the multitude of writers that have argued against Rawls, I will name Ronald Dworkin and his essay, “The Original Position;” and Robert Nozick, and his book Anarchy, State, and Utopia, as exemplars to cover most of the proposed arguments against Rawls.
Starting with Dworkin’s objection it is that even if the constraints placed on those in the original position, such as the “veil of ignorance,” worked, is that enough to assume that people would come to an agreement? More importantly, would they come to an agreement and choose Rawls' principles of justice? (Dworkin 500). The simple and unsophisticated answer is “yes,” but only if the characteristics described by Rawls were actually the ones that divide people on issues of justice. Nevertheless, I am confident that Rawls would scold my simple answer, and tell me I am not even close to recognizing all the intricacies inherent to the peculiar psychological construct of the human psyche.
Nevertheless, Rawls understands objections, like Dworkin's, and gives a “presentation of alternatives” in §21 of A Theory of Justice (Rawls 107). Specifically, Rawls clarifies that arguments about self-interest are “Egoistic Conceptions” (107). Under the classification of “Egoistic Conceptions,” models of justice would have the following principles:
1. First-person dictatorship: Everyone is to serve my interests.
2. Free-rider: Everyone is to act justly except for myself if I choose not to.
3. General: Everyone is permitted to advance his interests as he pleases (107).
Maybe the simple words of Charles Sanders Peirce from "The Fixation of Belief" can help add support to Rawls assertion:
“Take, for example, the doctrine that man only acts selfishly – that is, from the consideration that acting in one way will afford him more pleasure than acting in another. This rests on no fact in the world, but it has had a wide acceptance as being the only reasonable theory.” (1058).
Further, Rawls also introduces five formal constraints to test the possibility that his two principles of justice would be chosen from a suitable list of “conceptions of justice” (Rawls 107). The suitable list of “conceptions of justice” that Rawls has in mind is as follows:
A. The Two Principles of Justice (in serial order)
1. The principle of greatest equal liberty
2. (a) The principle of (fair) equality of opportunity
(b) The difference principle
B. Mixed Conceptions. Substitute one for A2 above
1. The principle of average utility; or
2. The principle of average utility, subject to a constraint, either:
(a) That a certain social minimum be maintained, or
(b) That the overall distribution not be too wide; or
3. The principle of average utility subject to either constraint in B2 plus that of equality of fair opportunity
C. Classical Teleological Conceptions
1. The classical principle of utility
2. The average principle of utility
3. The principle of perfection
D. Intuitionistic Conceptions
1. To balance total utility against the principle of equal distribution
2. To balance average utility against the principle of redress
3. To balance a list of prima facie principles (as appropriate) (107). I have left out “Egoistic Conceptions” as Rawls notes that these are not, “strictly speaking,” alternatives.
Rawls indicates that this list of conceptions of justice can be tested by using five “formal constraints of the concept of right” (112). In explaining the passage, I will not endeavor to explain each constraint in detail. However, the preliminary presentation of the constraints should impose no restriction on the ability to sense the basic concept of the restraints.
1. The “principles should be general” (113).
2. The principles must be universally applicable (114).
3. The principles must have “publicity” (115).
4. The principles must “impose an [adjudicative] ordering on conflicting claims” (115).
5. The principles must have “finality” (116).
When the list of conceptions is compared against the five formal constraints, Rawls indicates that his principles of justice are the only ones that meet the criterion imposed by the “formal constraints of the concept of right” (112).
For succinctness, Rawls concludes that when you take into consideration all of the “conceptions of right,” elaborated previously, the “formal constraints” provide a system which correctly filters out the problematic nature of common moral theories. Consequently, Rawls’ two principles of justice are the only principles that can survive after being put to the test imposed by the formal constraints (117).
There is an important distinction to make here between the definitions of self-interest and that of mutually disinterested. Self-interest is defined as “concern only for getting what you need and not about what happens to other people” or, “your own interest or advantage”. Conversely, mutually disinterested is defined as, “not taking an interest in one another’s interests” (Rawls 12). The distinction here is that self-interest is a recognition that comes only through a judgment towards another person. It is a foundational belief of egoistic philosophies that self-interest is what people are concerned with in their formulations of ethical beliefs. On the other hand, a mutually disinterested person has no interest in another person’s interests.
This is an excellent way to establish any conception of justice, because when comparisons are made from self-interest, it is inevitable that envy creeps in and negates the fairness that could be obtained within a conception of mutual disinterest. Hence, the only way to concur on specific principles of justice would be through parties that are mutually disinterested. This avoids the sidle of envy intrinsic to self-interest. Contrariwise, people do have different conceptions of what makes their life worth living. There are indeed different beliefs in areas such as philosophy, politics, and morality. Nonetheless, Rawls vindicates his principles because, in order to categorically understand justice as fairness, the people in the original position must operate under “the veil of ignorance,” if any real principles of justice are to be obtained (Rawls 118).
To clarify the importance of the original position, let us turn now to an explanation of Rawls’ first principle of justice. This principle, generally represented as the “Liberty Principle,” specifies that “[E]ach person is to have an equal right to the most extensive scheme of equal basic liberties compatible with a similar scheme of liberties for others” (Rawls 53). Nota Bene, This is the initial formulation of the “Liberty Principle”. The complete formulation of the first principle comes in §46 of A Theory of Justice, where it is stated as, “Each person is to have an equal right to the most extensive total system of equal basic liberties compatible with a similar system of liberty for all.” For the purpose of this review, the basic formulation, as presented, makes it easier to explain the concept without over-explaining other key terms in the first principle.
Rawls advises that if people would choose a different principle to regulate liberty, such as from a position of self-interest, then the result would be discrimination against some people viz., those who are not like oneself. The subsequent situation would then be an approval of a reduced liberty for everyone. Therefore, by using the veil of ignorance, and justifying that the people in the original position are “rational and mutually disinterested,” Rawls is able to answer the objection of self-interest (12). The original position reveals that no “rational and mutually disinterested” person would ever agree with discrimination, or potential loss of liberty, if his or her own particular social position, psychological motive, etc. were unknown (Rawls 12).
Now, the argument from Nozick is a little more complex. Although a thorough exposition and a counter-critique of Nozick’s treatment of Rawls’ theory is beyond the scope of this review, there are some intriguing points to consider.
Like Rawls, Nozick explores various theories of justice and classifies them as either historical, or patterned, and un-patterned. Nozick admits that “Political philosophers now must either work within Rawls’ theory or explain why not” (Nozick, Anarchy, State, and Utopia 183).
The first argument Nozick presents, against Rawls, begins by envisioning a State that is regulated by whatever pattern has been chosen. As an example, Nozick uses “the principle of distribution according to moral merit” (Nozick 156). This supposition requires a variation of total distributive shares centered on moral merit. Nonetheless, the principle could easily be changed to the principle of distribution “…according to usefulness to society” (Nozick 156). Either way, the point is that a principle of distribution is patterned “if it specifies that a distribution is to vary along with some natural dimension, weighted sum of natural dimension, or lexicographic ordering of natural dimension” (Nozick 156). Perhaps the most famous of this type of patterning principle is the Marxist declaration “From each according to his ability, to each according to his needs!” (Karl Marx, Critique of the Gotha Program 465). Nozick explains that this type of patterning of principles undermines the task of a theory of distributive justice. If the task of distributive justice is “to fill in the blank in ‘each according to his _______’ is to be predisposed to search for a pattern” (Nozick 159-160).
Nozick considered these types of patterned principles to present a real problem for Rawls’ principles of justice. Nozick questions if it is possible to be in favor of patterned theories of distribution, like that of Marx, and at the same time, be in favor of liberty. Of course, Nozick thinks that these beliefs are inconsistent with each other. If, in a society, money is given in proportion to a person’s needs, then the more somebody needs the money, the more money a person should have. This type of distributive scheme can be labeled D1 (Nozick 160).
In contrast, suppose that Stephen Curry is the most highly sought after basketball player among teams in the NBA. Further, assume that after this season, he becomes an unrestricted free agent. While negotiating a contract with an NBA team the following clause is added to his contract: For home games, fifty dollars are added to the price of a ticket. Throughout the season, the fans are thrilled to watch him play. Moreover, they have no problem paying the extra fifty dollars to see him play. At the end of the season, Curry ends up with roughly 35 million dollars.2 This is a much larger amount than anyone else is paid and far larger than the average income of an NBA player. Is Curry entitled to this income? Is this new distribution, we will call it D2, unjust? (Nozick 161). This example allows Nozick to make several important conclusions on patterned theories.
First, any pattern, whatever it may be, is prone to interference by a person’s ability to make a free choice. In the example of Stephen Curry, the distribution pattern, D1, was disrupted by distribution D2, because fans were willing to pay the extra fifty dollars to watch Curry play. The conclusion for Nozick is:
Any favored pattern would be transformed into one unfavored by the principle, by people choosing to act in various ways; for example, by people exchanging goods and services with other people, or giving things to other people, things the transferrers are entitled to under the favored distributional pattern. To maintain a pattern one must either continually interfere to stop people from transferring resources as they wish to, or continually (or periodically) interfere to take from some people resources that others for some reason chose to transfer to them. (163).
The immediate counter to Nozick’s argument is to ask, “what if people in the society stick to the pattern?” It seems that this is not a far-fetched counter. An argument can easily be made that most people in a society do stick to patterns within a slight variable range. However, the most accurate counter to Nozick’s argument comes from Rawls’ himself when he explains:
The natural distribution is neither just nor unjust; nor is it unjust that persons are born into a society at some particular position. These are simply natural facts. What is just and unjust is the way that institutions deal with these facts. Aristocratic and caste societies are unjust because they make these contingencies the ascriptive basis for belonging to more or less enclosed and privileged social classes. The basic structure of these societies incorporates the arbitrariness found in nature. But there is no necessity for men to resign themselves to these contingencies. The social system is not an unchangeable order beyond human control but a pattern of human action (The bolding of this sentence is mine and not John Rawls. I highlighted this sentence because it provides a direct refutation to Nozick’s understanding of patterns). In justice as fairness men agree to avail themselves of the accidents of nature and social circumstance only when doing so is for the common benefit. The two principles are a fair way of meeting the arbitrariness of fortune; and while no doubt imperfect in other ways, the institutions which satisfy these principles are just. (Rawls 87-88).
Consequently, it seems that Rawls already presupposed, and answered, Nozick’s objections to problems of patterning.
The exposition of the counter-arguments from both Dworkin and Nozick suggest that either they have failed to read Rawls' A Theory of Justice, or that they have misinterpreted some of his explanations. Essentially, the counter-arguments presented here are not really objections. Rather, they are failures to appreciate the possible correct interpretation of Rawls.
Consequently, this brings to fruition the second main issue concerning this work... Did you actually read the book? In the reviews, there are people who actually admit that they did not read the whole book. In addition, it is obvious from some of the other reviews that people did not read the whole book. How can you possibly recommend or not recommend a book you did not read?
Let me add further to this argument in three ways. First, if you read the original edition of A Theory of Justice, then appropriately you should review that. However, these are reviews for the revised edition. Although to some this might seem trivial, it is actually of vital importance. The usual arguments made against Rawls were in response to the original edition (Nozick, Dworkin, et al). After those arguments, Rawls revised some of the writing to answer these arguments. In fact, if you look at the back of the revised edition, you will notice a conversion table; three pages worth! This would mean that you have to actually read the book to understand this.
Second, and a simple argument, if you read a “part” of Rawls’ work in a compilation, anthology, etc. Then, you did not read A Theory of Justice.
Lastly, here is a practical test. Go to bookstores and find a used edition (not the library, nobody marks up library books; at least they shouldn't!) of this book. Look through the book and tell me what you notice. If anyone has studied Rawls, you will see the first section marked, highlighted, pages were worn, etc. However, you will notice the second and third section unmarked. In fact, they have probably never been looked at! I have done this test for the last two years and I have yet to find one used copy of the book with any markings after the first section. Therefore, how can one claim to read a book that they have not read?
This is my last argument for why you should “actually” read this book. The first part presents only the essentials for the structure of Rawls’ theory, and the principles of justice are argued only on the basis of reasonable stipulations concerning the choices. The second part then examines the sort of institutions that justice enjoins and the obligations and duties that those institutions would impose on the people. Finally, in the third part, you will find a “check” on whether or not “justice as fairness” is a feasible conception.
Ultimately, by reading the book in its entirety, you can then make reviews like this one and instead of asking people, “did you read Rawls?” You can then add a second question: “No seriously, did you actually read A Theory of Justice?
1) Liberty principle: “Each person is to have an equal right to the most extensive total system of equal basic liberties compatible with a similar system of liberty for all”
2) Equality principle: “Social and economic inequalities are to be arranged so that they are both:
(a) to the greatest benefit of the least advantaged, consistent with the just savings principle, and
(b) attached to offices and positions open to all under conditions of fair equality of opportunity.”