Compliance Analyst

About the Role

The successful candidate will be joining a small and dynamic team with a fantastic opportunity to experience direct access to and work alongside senior team members in a growing organisation. The post holder will support the Head of Compliance for the Investment Business with a variety of activities in respect of Arrow Global Advisers Limited (“AGA”), including:-

• Assist in the development, implementation, and maintenance of Investment Business Compliance Programme
• Keep up to date with industry knowledge and changes in relevant laws and regulations and assess their impact on the AGA’s operations.
• Assist in the preparation and submission of regulatory filings and reports to internal and external stakeholders
• Assist the Head of Compliance with thematic reviews and testing of the Investment Business Compliance Programme
• Respond to transaction related KYC queries including conduct sanctions and financial crime screening.
• Assist with preparation and delivery of training sessions for employees on compliance-related topics and regulatory requirements
• Collaborate with other departments to ensure a coordinated approach to compliance across the wider organisation
• Promote strong compliance culture within the wider organisation

Required Skills and Experience

• The role is best suited to individuals with 1-2 years compliance experience within an asset management, banking or financial services environment
• Strong organisational skills with the ability to multitask and work to tight deadlines
• Attention to detail & accuracy
• Ability to work autonomously and escalate key issues to relevant team members.
• Proactive and self-motivated
• Professional Compliance qualifications desirable but not mandatory